DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Arq Wealth Advisors, LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Gregory Courtland YocumArq Wealth Advisors, LLC independent RIAYocum Wealth state registeredRIA to a state-registered adviserAug 12, 2026Jun 29, 2026
Brandon Mitchell WyandArq Wealth Advisors, LLC independent RIACompound Planning, Inc. independent RIARIA to RIAMay 8, 2025Apr 9, 2025
Justin RiveraArq Wealth Advisors, LLC independent RIALarson Financial Group, LLC BD affiliatedRIA to affiliated broker-dealer or bankDec 26, 2024Mar 31, 2025 (95 d)
Samuel Joseph CastanedaArq Wealth Advisors, LLC independent RIACastaneda Financial Management state registeredRIA to a state-registered adviserOct 11, 2024Sep 25, 2024
Anthony Dean RuggieriArq Wealth Advisors, LLC otherRuggieri Wealth Advisors LLC unclassifiedOtherMar 10, 2017Mar 1, 2017
Jason Robert LillyArq Wealth Advisors, LLC otherXypn Sapphire asset managerOtherMar 3, 2017Mar 13, 2025 (2932 d)
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6 moves match.