DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Heritage Wealth Management Group, Ltd
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Kevin Patrick Hussey | Heritage Wealth Management Group, Ltd independent RIA | Oyster Creek Capital state registered | RIA to a state-registered adviser | Nov 7, 2025 | Mar 20, 2026 (133 d) |
| Simeon Luke Whittle | Heritage Wealth Management Group, Ltd independent RIA | RBC Capital Markets, LLC national BD | RIA to affiliated broker-dealer or bank | Jun 19, 2025 | Jul 8, 2025 |
| John Rhett Garner | Heritage Wealth Management Group, Ltd independent RIA | Black Arrow Capital LLC state registered | RIA to a state-registered adviser | Nov 26, 2023 | Feb 7, 2024 (73 d) |
| Patrick Michael Rogan | Heritage Wealth Management Group, Ltd independent RIA | Black Arrow Capital LLC state registered | RIA to a state-registered adviser | Nov 26, 2023 | Mar 8, 2024 (103 d) |
| Christopher Ian Dorsey | Heritage Wealth Management Group, Ltd independent RIA | Private Advisor Group, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Oct 3, 2022 | Nov 4, 2022 (32 d) |
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5 moves match.