DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Vima, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Grant Wesley Armstrong | Vima, LLC other | Vanguard Advisers, Inc. BD affiliated | Other | Sep 1, 2022 | Jan 5, 2023 (126 d) |
| Grant N Hall | Vima, LLC other | Securities America Advisors, Inc. other | Other | Sep 13, 2018 | Feb 7, 2018 |
| John Gerald Mulka | Vima, LLC other | Ameriprise Financial Services, LLC national BD | Other | Apr 10, 2018 | May 18, 2018 (38 d) |
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3 moves match.