DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Keatsconnelly
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| John Bradford Flecke | Keatsconnelly independent RIA | Cardinal Point Wealth Management, LLC independent RIA | RIA to RIA | Jan 31, 2020 | Mar 11, 2020 (40 d) |
| Peter John Henry | Keatsconnelly independent RIA | Cardinal Point Wealth Management independent RIA | RIA to RIA | Jan 31, 2020 | Aug 10, 2020 (192 d) |
| Sally Ann Taylor | Keatsconnelly independent RIA | Cardinal Point Wealth Management, LLC independent RIA | RIA to RIA | Jan 31, 2020 | Mar 11, 2020 (40 d) |
| Michael Anthony Hinterlong | Keatsconnelly independent RIA | Cardinal Point Wealth Management, LLC independent RIA | RIA to RIA | Jan 31, 2020 | Mar 11, 2020 (40 d) |
| Matthew Paul Lucas | Keatsconnelly independent RIA | Tarbox Family Office, Inc. independent RIA | RIA to RIA | Jan 23, 2020 | Mar 3, 2020 (40 d) |
| Nathaniel Gjermund Gehring | Keatsconnelly independent RIA | Kahler Financial Group, Inc. independent RIA | RIA to RIA | Jul 1, 2019 | Jul 17, 2019 |
| Darin Glen Tuttle | Keatsconnelly independent RIA | Pacific Capital independent RIA | RIA to RIA | Jul 9, 2018 | Jul 12, 2018 |
| Bryant Elias Andrus | Keatsconnelly independent RIA | Sbc Investment Management, LLC state registered | RIA to a state-registered adviser | Jun 28, 2018 | Apr 21, 2020 (663 d) |
| Brad Lee Reichert | Keatsconnelly other | MML Investors Services, LLC BD affiliated | Other | Nov 6, 2017 | Sep 7, 2018 (305 d) |
| Trevor Darrell Moore | Keatsconnelly other | Mra Associates other | Other | Jun 20, 2017 | Jul 17, 2017 |
| John Bradford Flecke | Keatsconnelly other | 1776 Wealth Architects, LLC unclassified | Other | Jul 8, 2014 | May 18, 2016 (680 d) |
| Peter Eickelberg | Keatsconnelly other | Alpha Fiduciary other | Other | Mar 25, 2014 | May 2, 2014 (38 d) |
| Dale Andrew Phillips | Keatsconnelly other | Mra Associates other | Other | Mar 25, 2014 | Apr 23, 2014 |
| Nathaniel Gjermund Gehring | Keatsconnelly other | United Capital Financial Advisors other | Other | Sep 24, 2013 | Aug 19, 2013 |
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14 moves match.