DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Vellum Financial, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Kevin Charles Swanson | Vellum Financial, LLC other | Wealthsource? no RAUM | Other | Dec 1, 2017 | Mar 24, 2016 |
| Wesley Ray Brown | Vellum Financial, LLC other | Onedigital institutional | Other | Dec 1, 2017 | Jan 10, 2024 (2231 d) |
| Daniel John Rohr | Vellum Financial, LLC other | Wealthsource? other | Other | Dec 1, 2017 | May 19, 2016 |
| Mark Peter Malek | Vellum Financial, LLC other | Wealthsource? no RAUM | Other | Sep 23, 2016 | Feb 26, 2016 |
| Adam Farber | Vellum Financial, LLC other | Chase Investment Services Corp. other | Other | Apr 14, 2010 | Apr 12, 2010 |
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5 moves match.