DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Slagle Financial, LLC.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Lee Joseph Nosbisch | Slagle Financial, LLC. independent RIA | Ipi Wealth Management, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Feb 17, 2025 | Mar 13, 2025 |
| Jack R Mitchell | Slagle Financial, LLC. independent RIA | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | RIA to wirehouse | Nov 17, 2023 | Dec 19, 2023 (32 d) |
| Thomas Joseph Ponce | Slagle Financial, LLC. independent RIA | Prosperity Capital Advisors independent RIA | RIA to RIA | Jan 31, 2022 | Jan 31, 2022 |
| Brock Weimer | Slagle Financial, LLC. independent RIA | Wells Fargo Investment Institute, Inc. independent RIA | RIA to RIA | Oct 8, 2021 | Aug 18, 2022 (314 d) |
| Joseph Michael Allaria | Slagle Financial, LLC. independent RIA | Visionary Wealth Advisors, LLC no RAUM | RIA to a newly registered adviser | Apr 9, 2014 | Apr 21, 2014 |
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5 moves match.