DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Solitude Financial Services, Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Charles Travis Reader | Solitude Financial Services, Inc. independent RIA | Leading Edge Financial Planning LLC independent RIA | RIA to RIA | May 15, 2024 | Nov 14, 2024 (183 d) |
| Ariel Nicole Kauffman | Solitude Financial Services, Inc. independent RIA | The Wealthcare Clinic state registered | RIA to a state-registered adviser | Feb 1, 2024 | Sep 14, 2026 (956 d) |
| Michael Aaron Kauffman | Solitude Financial Services, Inc. independent RIA | Boldin Advisors no RAUM | RIA to a newly registered adviser | Dec 31, 2023 | Sep 9, 2025 (618 d) |
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3 moves match.