DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Caissa Wealth Strategies
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Timothy James Sigstad | Caissa Wealth Strategies independent RIA | Cetera Investment Advisers LLC BD affiliated | RIA to affiliated broker-dealer or bank | Mar 10, 2026 | Jun 2, 2026 (84 d) |
| Ryan Zywotko | Caissa Wealth Strategies independent RIA | J.P. Morgan Securities LLC wirehouse | RIA to wirehouse | Feb 12, 2025 | Jan 22, 2025 |
| Lucas David Aubin | Caissa Wealth Strategies independent RIA | Wells Fargo Advisors wirehouse | RIA to wirehouse | Jan 22, 2024 | May 19, 2025 (483 d) |
Page 1 of 1
3 moves match.