DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Tpb Wealth Advisors, LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Susan Bowden GomezTpb Wealth Advisors, LLC independent RIALuther King Capital Management Corporation mixed wealthRIA to RIASep 8, 2023Sep 8, 2023
Cynthia Ann MichaelTpb Wealth Advisors, LLC independent RIABelpointe Asset Management LLC independent RIARIA to RIAFeb 15, 2023Feb 15, 2023
Jonathon Durst McadamsTpb Wealth Advisors, LLC independent RIAMariner BD affiliatedRIA to affiliated broker-dealer or bankSep 14, 2020Sep 14, 2021 (365 d)
Larry Dean RogersTpb Wealth Advisors, LLC independent RIASilicon Hills Wealth Management independent RIARIA to RIASep 8, 2020Sep 22, 2020
Kevin Scott RademacherTpb Wealth Advisors, LLC independent RIAFinancial Life Advisors independent RIARIA to RIAJul 16, 2018Oct 2, 2018 (78 d)
Barry L CantrellTpb Wealth Advisors, LLC otherThe Mutual Fund Store otherOtherFeb 19, 2014May 29, 2014 (99 d)
Leonard Chad FernandezTpb Wealth Advisors, LLC otherWells Fargo Advisors wirehouseOtherFeb 19, 2014Sep 26, 2018 (1680 d)
Omar AkhilTpb Wealth Advisors, LLC otherMatterhorn Capital Management, LLC otherOtherSep 23, 2013Mar 27, 2014 (185 d)
Whitney E SolcherTpb Wealth Advisors, LLC otherShepherd Kaplan LLC otherOtherJun 6, 2013Jul 8, 2013 (32 d)
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9 moves match.