DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Aspire Advisors, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Sandra Jean Rose | Aspire Advisors, LLC independent RIA | Pruco Securities, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Mar 4, 2021 | Feb 18, 2021 |
| Eileen Polese | Aspire Advisors, LLC independent RIA | Alexandria Capital independent RIA | RIA to RIA | Feb 18, 2020 | Jun 2, 2021 (470 d) |
| Daniel R. Widas | Aspire Advisors, LLC independent RIA | Edward Jones national BD | RIA to affiliated broker-dealer or bank | May 30, 2019 | Jul 30, 2019 (61 d) |
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3 moves match.