DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Duncan Financial Management, Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Patrick Donald Guilfoy | Duncan Financial Management, Inc. state registered | Ae Wealth Management, LLC independent RIA | Other | Mar 29, 2023 | Jul 8, 2024 (467 d) |
| Anthony Allen Striker | Duncan Financial Management, Inc. state registered | Wheelhouse Advisory Group, LLC independent RIA | Other | Mar 3, 2021 | Mar 24, 2021 |
| Stacey Leigh Cheek | Duncan Financial Management, Inc. state registered | Wheelhouse Advisory Group, LLC independent RIA | Other | Feb 26, 2021 | Feb 26, 2021 |
| Rishi Ghosh | Duncan Financial Management, Inc. state registered | Wheelhouse Advisory Group, LLC independent RIA | Other | Feb 26, 2021 | Feb 26, 2021 |
| Andrew J Briesacher | Duncan Financial Management, Inc. state registered | Edward Jones national BD | Other | Dec 26, 2019 | Jan 14, 2020 |
| Shawn David Baker | Duncan Financial Management, Inc. state registered | Kestra Advisory Services, LLC BD affiliated | Other | Feb 7, 2018 | Jun 25, 2018 (138 d) |
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6 moves match.