DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
SEC-registered adviser
W••••••••• A••••••• G••••• L••
Latest filing Mar 26, 2026
First filing on the tape May 13, 2022 · 5 filings
SEC status approved since Jun 9, 2022
RAUM
$388M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
100%
$388M individuals and HNW
Advisors
12
registered through the firm on IAPD
RAUM per advisor
$32.3M
derived; firm RAUM over IAPD count
Employees
28
8 advisory (5.B.1)
Offices
2
beyond the principal office
Private funds
0
reported on Schedule D
History
5 filings and snapshots on the tape
RAUM$388M as of Mar 26, 2026
Mar 15, 2023$120M then
HNW client RAUM$216M as of Mar 26, 2026
Mar 15, 2023$23.7M then
State-registered IARs (5.B.3)11 as of Mar 26, 2026
Mar 15, 20234 then
Employees (5.A)28 as of Mar 26, 2026
Mar 15, 202311 then
Private funds: no history
RAUM +43% over the last fiscal year+48% a year over threeIARs 8 to 11
Practice profile
derived from the filing of Mar 26, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- RAUM per advisor
- $32.3MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 46derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $1.8MderivedHNW RAUM over HNW clients
- Average account
- $190,079derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 2.3derivedItem 5.A over advisors
- Advisors per office
- 4.0derived3 offices incl. principal (1.F.5)
- RAUM growth, one year
- +43%derivedbetween the last two annual amendments
- Advisor growth, one year
- +38%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +12%derived
- Compensation
- percentage of assets, commissions, otherreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individualsreportedItem 5.G
- Financial planning clients
- 548reportedItem 5.H
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- is an insurance broker or agent (6.A.6)
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$216M56%
- Individuals$172M44%
- Individual clients
- 427reported
- HNW clients
- 121reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 2,042reported
- Financial planning clients
- 548reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, commissionsreported
- Class basis
- private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
12 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| S••••• L•••• C•••• | St. Louis, Mo | Feb 26, 2021 | 30 y | 1 |
| R•••• G•••• | St. Louis, Mo | Feb 26, 2021 | 13 y | 1 |
| A•••••• A•••• S•••••• | St. Louis, Mo | Mar 24, 2021 | 10 y | 2 |
| L••••• E•••••••• F•••••• | St. Louis, Mo | Jul 11, 2022 | 17 y | 2 |
| A••••• J• B••••••••• | St. Louis, Mo | Apr 27, 2023 | 18 y | 5 |
| G•••••• B••••• | St. Louis, Mo | Oct 24, 2023 | 21 y | 2 |
| J•••••• A•••• C••••• | St. Louis, Mo | Jul 17, 2024 | 10 y | 3 |
| J•••• T• B•••••• | St. Louis, Mo | Oct 29, 2024 | 13 y | 1 |
| D•••• C•••• | St. Louis, Mo | Sep 11, 2025 | 10 y | 0 |
| C•••••• R••••• M••••••• | St. Louis, Mo | Nov 18, 2025 | 14 y | 0 |
| C••••• D•••• C•••• | St. Louis, Mo | Mar 19, 2026 | 10 y | 0 |
| L•••• K••••••••• B••••• | St. Louis, Mo | Apr 16, 2026 | 10 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount1 left over 36 months
Left, latest
- M••••••• P•••• to J••• M••••• S••••••••• L••Aug 13, 2024 · RIA to wirehouse
Joined, latest
- J•••• T• B•••••• from H••• I••••••••• G••••Oct 29, 2024 · RIA to RIA
- J•••••• A•••• C••••• from C•••••• S••••• • C••• I•••Jul 17, 2024 · Affiliated broker-dealer or bank to independent RIA
- M••••••• P•••• from M•••••• L••••• P•••••• F••••• • S•••• I•••••••••Jun 19, 2024 · Wirehouse to independent RIA
- G•••••• B••••• from S•••••• N••••••• • C••••••• I•••••••••Oct 24, 2023 · Affiliated broker-dealer or bank to independent RIA
- A••••• J• B••••••••• from E••••• J••••Apr 27, 2023 · Affiliated broker-dealer or bank to independent RIA
- L••••• E•••••••• F•••••• from C•••••• F•••••••• G••••• L••Jul 11, 2022 · RIA to RIA
- A•••••• A•••• S•••••• from D••••• F•••••••• M••••••••• I•••Mar 24, 2021 · Other
- R•••• G•••• from D••••• F•••••••• M••••••••• I•••Feb 26, 2021 · Other
- S••••• L•••• C•••• from D••••• F•••••••• M••••••••• I•••Feb 26, 2021 · Other
Teams: two or more advisors moving together within fourteen days, from one state
- 3 joined from D••••• F•••••••• M••••••••• I•••Feb 26, 2021 · Sunset H•••S, Mo · Firm absorbed
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- G••••• R•••• · Managing Membercontrolsince 10/2020 · owns 75% or more
- C••••• S•••••• L•••• · Chief Compliance Officersince 01/2021 · owns less than 5%
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| St Louis, Mo | 12 | 3 | 0 |
Offices
Schedule D 1.F, the 25 largest
- Fairview Heights, IL4 employees
- St. C••••••, MO4 employees
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- RAUM up 25 %Change between filings · filing Mar 26, 2026RAUM (Item 5.F) moved from $271,635,642 to $388,141,822 (+43.0%) between the annual amendments of 2025-03-14 and 2026-03-26; the peer median change was +15.0% (4550 comparable advisers, 94.0th percentile of changes)peers: independent wealth managers, $100M to $500M (4,550) · 94% percentile
What changed
consecutive filings, newest first
- Accounts · 1,601 to 2,042Mar 14, 2025 to Mar 26, 2026
- Advisory employees · 7 to 8Mar 14, 2025 to Mar 26, 2026
- HNW clients · 73 to 121Mar 14, 2025 to Mar 26, 2026
- Individual clients · 415 to 427Mar 14, 2025 to Mar 26, 2026
- Employees · 23 to 28Mar 14, 2025 to Mar 26, 2026
- Financial planning clients · 251-500 to More than 500Mar 14, 2025 to Mar 26, 2026
- State-registered IARs · 8 to 11Mar 14, 2025 to Mar 26, 2026
- Discretionary RAUM · $272M to $388MMar 14, 2025 to Mar 26, 2026
- HNW RAUM · $118M to $216MMar 14, 2025 to Mar 26, 2026
- Individual RAUM · $154M to $172MMar 14, 2025 to Mar 26, 2026
- RAUM · $272M to $388MMar 14, 2025 to Mar 26, 2026
- Advisory employees · 4 to 7Mar 18, 2024 to Mar 14, 2025
- HNW clients · 38 to 73Mar 18, 2024 to Mar 14, 2025
- Individual clients · 407 to 415Mar 18, 2024 to Mar 14, 2025
- Employees · 19 to 23Mar 18, 2024 to Mar 14, 2025
- Financial planning clients · 251-500 to 251-500Mar 18, 2024 to Mar 14, 2025
- State-registered IARs · 5 to 8Mar 18, 2024 to Mar 14, 2025
- Discretionary RAUM · $181M to $272MMar 18, 2024 to Mar 14, 2025
- HNW RAUM · $54.0M to $118MMar 18, 2024 to Mar 14, 2025
- Individual RAUM · $127M to $154MMar 18, 2024 to Mar 14, 2025
- RAUM · $181M to $272MMar 18, 2024 to Mar 14, 2025
- Accounts · 1,389 to 1,601Mar 15, 2023 to Mar 18, 2024
- Advisory employees · 3 to 4Mar 15, 2023 to Mar 18, 2024
- HNW clients · 17 to 38Mar 15, 2023 to Mar 18, 2024
- Individual clients · 383 to 407Mar 15, 2023 to Mar 18, 2024
- Employees · 11 to 19Mar 15, 2023 to Mar 18, 2024
- State-registered IARs · 4 to 5Mar 15, 2023 to Mar 18, 2024
- Discretionary RAUM · $120M to $181MMar 15, 2023 to Mar 18, 2024
- HNW RAUM · $23.7M to $54.0MMar 15, 2023 to Mar 18, 2024
- Individual RAUM · $96.8M to $127MMar 15, 2023 to Mar 18, 2024
- RAUM · $120M to $181MMar 15, 2023 to Mar 18, 2024
- Accounts · 1,149 to 1,389May 13, 2022 to Mar 15, 2023
- Advisory employees · 2 to 3May 13, 2022 to Mar 15, 2023
- HNW clients · 20 to 17May 13, 2022 to Mar 15, 2023
- Individual clients · 323 to 383May 13, 2022 to Mar 15, 2023
- Employees · 8 to 11May 13, 2022 to Mar 15, 2023
- State-registered IARs · 3 to 4May 13, 2022 to Mar 15, 2023
- Discretionary RAUM · $119M to $120MMay 13, 2022 to Mar 15, 2023
- HNW RAUM · $31.8M to $23.7MMay 13, 2022 to Mar 15, 2023
- Individual RAUM · $86.8M to $96.8MMay 13, 2022 to Mar 15, 2023
Signals
3 dated events
- W••••••••• A••••••• G••••• L•• reported RAUM $388.1M, up 43% from $271.6M (2025-03-14 to 2026-03-26)Mar 26, 2026 · RAUM change · derived
- M••••••• P•••• left W••••••••• A••••••• G••••• L•• for J••• M••••• S••••••••• L•• (registered 2024-08-28)Aug 13, 2024 · Advisor changed firm · fact
- W••••••••• A••••••• G••••• L•• filed its initial SEC registration (Form ADV)May 13, 2022 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business phone
- 636-400-7889reportedpublished by the firm, firm site, Sep 16, 2026
- Firm profile
- linkedin.com/company/wheelhouseadvisorygroupreportedpublic record, Form ADV, Sep 18, 2026
- Website
- meetwithwheelhouse.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 636-400-7889reportedpublic record, Form ADV, Mar 26, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $32.3Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026