DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Quadcap Wealth Management, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Tori Nichole Glass | Quadcap Wealth Management, LLC independent RIA | Victory Financial independent RIA | RIA to RIA | Jun 11, 2026 | Jul 21, 2026 (40 d) |
| Robert Charles Knode | Quadcap Wealth Management, LLC independent RIA | Knode Wealth Management LLC state registered | RIA to a state-registered adviser | Jan 13, 2025 | Jul 1, 2025 (169 d) |
| Luke Martin Tait | Quadcap Wealth Management, LLC independent RIA | Golden Guidance LLC state registered | RIA to a state-registered adviser | Oct 20, 2022 | Apr 2, 2019 |
| David Allen Strandin | Quadcap Wealth Management, LLC independent RIA | Bok Financial Advisors BD affiliated | RIA to affiliated broker-dealer or bank | Sep 30, 2019 | Jan 17, 2020 (109 d) |
| Michael Scott Christians | Quadcap Wealth Management, LLC independent RIA | Mills Wealth Advisors, LLC independent RIA | RIA to RIA | Jan 27, 2018 | Apr 19, 2018 (82 d) |
| Daniel Jad Mcguire | Quadcap Wealth Management, LLC other | Retirement Planners Of America other | Other | Jul 6, 2017 | Jul 28, 2017 |
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6 moves match.