DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Penn Investment Advisors, Inc.

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

Advisor	From	To	Type	Left	Registered
Craig Ernest Sigeti	Penn Investment Advisors, Inc. mixed wealth	Ces Investment Strategies state registered	RIA to a state-registered adviser	Mar 31, 2023	Mar 28, 2023
Brent Robert Bonstingl	Penn Investment Advisors, Inc. mixed wealth	Delaware Wealth Planners independent RIA	RIA to RIA	Jul 1, 2021	Jul 9, 2021
Timothy Duncan Humphreys	Penn Investment Advisors, Inc. mixed wealth	Delaware Wealth Planners independent RIA	RIA to RIA	Apr 24, 2020	Apr 29, 2020
Marc Fredrick Zarro	Penn Investment Advisors, Inc. other	Wells Fargo Advisors wirehouse	Other	Sep 8, 2016	Oct 28, 2016 (50 d)
Paul Seth Dubendorf	Penn Investment Advisors, Inc. other	Northeastern Star Asset Management, Inc. no RAUM	Other	Oct 17, 2014	Aug 20, 2014
Kenneth Richard Ferrone	Penn Investment Advisors, Inc. other	Northeastern Star Asset Management, Inc. no RAUM	Other	Oct 2, 2014	Aug 20, 2014
Lillian Mae Crusan	Penn Investment Advisors, Inc. other	Cetera Investment Advisers LLC other	Other	Mar 26, 2014	Mar 31, 2014
William Joseph Feudale	Penn Investment Advisors, Inc. other	Sagepoint Financial, Inc. other	Other	Feb 1, 2013	Nov 8, 2013 (280 d)
George A Yarnall	Penn Investment Advisors, Inc. other	Raymond James Financial Services Advisors, Inc other	Other	May 23, 2011	Jul 21, 2011 (59 d)

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9 moves match.