DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Alpha Strategies Investment Consulting
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Catherine Gao Hsu | Alpha Strategies Investment Consulting state registered | Colorado Financial Service Corporation other | Other | Jan 18, 2017 | Feb 10, 2017 |
| Matthew David Daugherty | Alpha Strategies Investment Consulting state registered | Colorado Financial Service Corporation other | Other | Mar 11, 2015 | May 24, 2016 (440 d) |
| Nicholas Hogan Ruzette | Alpha Strategies Investment Consulting state registered | Equinox Securities, Inc. unclassified | Other | Jan 6, 2015 | Nov 1, 2014 |
| Austin Bickford King | Alpha Strategies Investment Consulting state registered | Newport Coast Asset Management other | Other | Jul 11, 2014 | Feb 16, 2016 (585 d) |
| Andres Esteban Sandate | Alpha Strategies Investment Consulting state registered | Endurance Strategies Institutional Consulting Group, LLC unclassified | Other | Oct 2, 2012 | Jan 10, 2013 (100 d) |
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5 moves match.