DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Sandy Cove Advisors, LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Suellen DurkinSandy Cove Advisors, LLC independent RIABallentine Partners independent RIARIA to RIAMar 21, 2025Mar 27, 2025
Keiron ObrienSandy Cove Advisors, LLC independent RIAMML Investors Services, LLC BD affiliatedRIA to affiliated broker-dealer or bankApr 3, 2024Aug 22, 2024 (141 d)
Janet Lynn SchwartzSandy Cove Advisors, LLC independent RIABallentine Partners independent RIARIA to RIAMar 16, 2023Nov 15, 2023 (244 d)
Connor Daniel ReardonSandy Cove Advisors, LLC independent RIANatixis Advisors, LLC BD affiliatedRIA to affiliated broker-dealer or bankOct 10, 2022Dec 21, 2022 (72 d)
Joseph GauvinSandy Cove Advisors, LLC independent RIAStonehearth Capital Management independent RIARIA to RIAApr 11, 2022Jun 16, 2022 (66 d)
Antonette Maria GrimmSandy Cove Advisors, LLC independent RIATfc Financial Management Inc independent RIARIA to RIADec 3, 2021Dec 23, 2021
Kelley Roche EllisSandy Cove Advisors, LLC independent RIAPrio Wealth LP independent RIARIA to RIAApr 25, 2018May 9, 2018
Katherine SaltonstallSandy Cove Advisors, LLC otherBrown Advisory mixed wealthOtherNov 23, 2016Oct 31, 2018 (707 d)
David Edwin PowersSandy Cove Advisors, LLC otherColdstream Wealth Management otherOtherApr 3, 2015Dec 3, 2014
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9 moves match.