DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from First Western Capital Management Company
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Barry Philip Julien | First Western Capital Management Company mixed wealth | Lido independent RIA | RIA to RIA | Dec 4, 2020 | Jan 6, 2021 (33 d) |
| Ashish Jitendra Shah | First Western Capital Management Company mixed wealth | F/M Investments LLC independent RIA | RIA to RIA | Dec 4, 2020 | Dec 23, 2020 |
| Jon Nicholas Mclaughlin | First Western Capital Management Company mixed wealth | Signature Resources Capital Management, LLC independent RIA | RIA to RIA | Jul 20, 2018 | Aug 26, 2019 (402 d) |
| David Larry Kahn | First Western Capital Management Company other | The Investment House LLC other | Other | Nov 12, 2012 | Feb 19, 2013 (99 d) |
| John Edward Dewey | First Western Capital Management Company other | Magellan Investment Partners other | Other | Feb 15, 2011 | Sep 8, 2014 (1301 d) |
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5 moves match.