DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Redwood Investment Management, LLC.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Barry Nelson | Redwood Investment Management, LLC. asset manager | Thrivent Investment Management Inc. BD affiliated | Other | Jan 13, 2026 | Jul 31, 2026 (199 d) |
| Shannon M Gallop | Redwood Investment Management, LLC. asset manager | Mulholland Wealth Advisors, LLC asset manager | Other | Jun 4, 2019 | Mar 26, 2019 |
| Bruce Pasquale Delaurentis | Redwood Investment Management, LLC. other | Atcap Partners, LLC no RAUM | Other | Feb 5, 2016 | Mar 7, 2016 (31 d) |
| Andrew Scott Rafal | Redwood Investment Management, LLC. other | Strategy Financial Group independent RIA | Other | Feb 13, 2013 | Nov 20, 2012 |
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4 moves match.