DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Sca
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| John Peter Schmick | Sca other | Genesis Capital LLC other | Other | May 29, 2015 | Apr 28, 2014 |
| Michael Lee Welk | Sca other | Fortitude Advisory Group L.L.C. other | Other | Mar 12, 2015 | Mar 12, 2015 |
| Robert Edgar Bedritis | Sca other | Principal Securities, Inc. other | Other | Oct 7, 2014 | Oct 14, 2014 |
| Melissa Davis | Sca other | Investor Fan other | Other | Feb 14, 2013 | Feb 15, 2013 |
| Jeremy Gove | Sca other | Summit Advisor Solutions other | Other | Dec 31, 2011 | Jan 25, 2012 |
| Timothy Keith Kulhanek | Sca other | Fortitude Advisory Group L.L.C. other | Other | Dec 31, 2011 | Mar 5, 2012 (65 d) |
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6 moves match.