DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from River Street Advisors, LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Luis Enrique Teran RiveroRiver Street Advisors, LLC independent RIABmo Direct Invest Inc. no RAUMRIA to a newly registered adviserNov 9, 2021Jan 21, 2022 (73 d)
Sandra NiesRiver Street Advisors, LLC independent RIAGuardian Wealth Partners, LLC no RAUMRIA to a newly registered adviserJun 9, 2021Sep 14, 2021 (97 d)
Michael Vincent DemskiRiver Street Advisors, LLC independent RIAFlaharty Asset Management, LLC independent RIARIA to RIAApr 1, 2021Aug 20, 2021 (141 d)
Tamara K WileyRiver Street Advisors, LLC otherEdward Jones national BDOtherApr 5, 2016Apr 15, 2016
Yamilet SuarezRiver Street Advisors, LLC otherLPL Financial LLC otherOtherFeb 11, 2016Aug 31, 2015
Gery Joseph SadzewiczRiver Street Advisors, LLC otherChou America Management Inc. otherOtherJul 1, 2013Jun 28, 2010
Dayle James MaloneRiver Street Advisors, LLC otherClear Perspective Advisors, LLC otherOtherJun 6, 2013Jan 9, 2015 (582 d)
Stewart Allen BeachRiver Street Advisors, LLC otherClear Perspective Advisors, LLC otherOtherJul 18, 2011Jul 19, 2011
Michael Jacob MorcosRiver Street Advisors, LLC otherClear Perspective Advisors, LLC otherOtherJul 18, 2011Jul 19, 2011
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9 moves match.