DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Prairie Capital Management, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Steven Thomas Cox | Prairie Capital Management, LLC mixed wealth | Providence Financial Advisors, LLC independent RIA | RIA to RIA | Aug 12, 2021 | Aug 1, 2019 |
| Kyle Edmund Hill | Prairie Capital Management, LLC mixed wealth | Hill-Top Financial Planning, LLC state registered | RIA to a state-registered adviser | Aug 8, 2018 | Oct 23, 2018 (76 d) |
| Dustin Lee Barker | Prairie Capital Management, LLC other | Cetera Investment Advisers LLC other | Other | Nov 1, 2016 | Jan 22, 2016 |
| Morgan P Jones | Prairie Capital Management, LLC other | Strategic Advisers LLC national BD | Other | Apr 27, 2012 | Dec 13, 2013 (595 d) |
| Joseph William Michaud | Prairie Capital Management, LLC other | Michaud Capital Management LLC no RAUM | Other | Dec 8, 2011 | Jan 6, 2012 |
| Benjamin Mark Polich | Prairie Capital Management, LLC other | Creative Planning other | Other | Nov 14, 2011 | Jan 3, 2012 (50 d) |
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6 moves match.