DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Dunmoyle Capital Advisors, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Nathan Brook Hopkins | Dunmoyle Capital Advisors, LLC other | Morgan Stanley wirehouse | Other | Jul 7, 2016 | Oct 28, 2016 (113 d) |
| Robert Stanton Barmen | Dunmoyle Capital Advisors, LLC other | Morgan Stanley wirehouse | Other | May 9, 2016 | Jun 23, 2016 (45 d) |
| Anthony James Landau | Dunmoyle Capital Advisors, LLC other | Venn Wealth & Benefit Services, LLC state registered | Other | May 29, 2015 | Jul 16, 2015 (48 d) |
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3 moves match.