DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Tamar Securities, LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Kingsley WongTamar Securities, LLC independent RIACetera Investment Advisers LLC BD affiliatedRIA to affiliated broker-dealer or bankApr 10, 2026Mar 26, 2026
Brad CotnerTamar Securities, LLC independent RIAStrategic Advisers LLC national BDRIA to affiliated broker-dealer or bankJul 10, 2025Jan 23, 2026 (197 d)
Trevor O'ShaughnessyTamar Securities, LLC independent RIAFidelity Personal And Workplace Advisors BD affiliatedRIA to affiliated broker-dealer or bankOct 7, 2024Nov 7, 2024 (31 d)
Melody NekourouhTamar Securities, LLC independent RIALPL Enterprise, LLC BD affiliatedRIA to affiliated broker-dealer or bankOct 7, 2024Dec 5, 2025 (424 d)
Olivia Denise PayneTamar Securities, LLC independent RIACetera Investment Advisers LLC BD affiliatedRIA to affiliated broker-dealer or bankSep 18, 2023Sep 27, 2024 (375 d)
Hien TranTamar Securities, LLC independent RIAFidelity Personal And Workplace Advisors BD affiliatedRIA to affiliated broker-dealer or bankAug 23, 2021Dec 3, 2021 (102 d)
Michael SternTamar Securities, LLC independent RIAPeak American Investment Advisors, Inc. independent RIARIA to RIAJul 23, 2021Sep 9, 2022 (413 d)
Tobie A RodriguezTamar Securities, LLC independent RIAHbw Advisory Services LLC independent RIARIA to RIAMar 15, 2019Mar 8, 2019
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8 moves match.