DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Northwest Advisors, Inc.

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Jeffrey William EvansNorthwest Advisors, Inc. independent RIALPL Financial LLC otherOtherDec 31, 2018Oct 4, 2017
Brian Scott LiptakNorthwest Advisors, Inc. independent RIALPL Financial LLC otherOtherDec 31, 2018Oct 4, 2017
Jere C WiseNorthwest Advisors, Inc. independent RIALPL Financial LLC otherOtherDec 31, 2018Oct 5, 2017
Kenneth A BrownNorthwest Advisors, Inc. independent RIALPL Financial LLC otherOtherDec 31, 2018Oct 4, 2017
Toni Lynne PaupNorthwest Advisors, Inc. independent RIALPL Financial LLC otherOtherDec 31, 2018Oct 4, 2017
Ryan Arthur WeigleNorthwest Advisors, Inc. independent RIALPL Financial LLC otherOtherDec 31, 2018Oct 4, 2017
William Douglas McculloughNorthwest Advisors, Inc. independent RIALPL Financial LLC otherOtherDec 31, 2018Oct 4, 2017
Laura Beth AhlNorthwest Advisors, Inc. independent RIACetera Investment Advisers LLC otherOtherDec 31, 2018Mar 15, 2017
Keith T LohmNorthwest Advisors, Inc. otherLPL Financial LLC otherOtherMar 26, 2018Oct 4, 2017
David M GarresNorthwest Advisors, Inc. otherPruco Securities, LLC BD affiliatedOtherMar 5, 2018Mar 15, 2018
Nancy Jean NogaNorthwest Advisors, Inc. otherLPL Financial LLC independent RIAOtherFeb 14, 2018Jan 5, 2018
Thomas Raymond SkeltonNorthwest Advisors, Inc. otherUnited Advisors Services, LLC otherOtherAug 30, 2017Aug 28, 2017
Walter Neil ZurowskiNorthwest Advisors, Inc. otherLPL Financial LLC otherOtherMay 22, 2017May 19, 2017
Drew Adam EcklundNorthwest Advisors, Inc. otherLPL Financial LLC otherOtherMar 21, 2017Oct 4, 2017 (197 d)
Thomas Andrew FleddermanNorthwest Advisors, Inc. otherStifel, Nicolaus & Company, Incorporated national BDOtherMar 21, 2017Dec 15, 2020 (1365 d)
Doreen Leona KolenoNorthwest Advisors, Inc. otherVicus Capital, Inc. otherOtherAug 31, 2016Oct 21, 2016 (51 d)
Joseph Patrick ColosimoNorthwest Advisors, Inc. otherAmeriprise Financial Services, LLC national BDOtherOct 21, 2015Apr 23, 2026 (3837 d)
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17 moves match.