DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Westside Investment Management, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Derek Sabo | Westside Investment Management, LLC independent RIA | J.P. Morgan Securities LLC wirehouse | RIA to wirehouse | Aug 26, 2022 | Jan 24, 2023 (151 d) |
| Adam Pierson Scott | Westside Investment Management, LLC independent RIA | Wellacre Global Wealth Advisors no RAUM | RIA to a newly registered adviser | Dec 31, 2019 | Jan 6, 2020 |
| Susan E Penney | Westside Investment Management, LLC other | Kovack Advisors, Inc. other | Other | Dec 6, 2012 | Nov 12, 2012 |
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3 moves match.