DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Spectrum Wealth Management
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Robert Cletus Phillips | Spectrum Wealth Management independent RIA | Sbo Management, LLC. unclassified | Other | Jan 30, 2023 | Jul 6, 2021 |
| Michael Everett Larson | Spectrum Wealth Management independent RIA | Oxford Financial Group, Ltd independent RIA | RIA to RIA | Dec 12, 2022 | Jan 6, 2023 |
| Thomas Murray Ryan | Spectrum Wealth Management other | Hedeker Wealth LLC independent RIA | Other | Aug 7, 2017 | Nov 2, 2021 (1548 d) |
| Eric Christopher Kurth | Spectrum Wealth Management other | Schwab Wealth Advisory, Inc. other | Other | Jul 11, 2016 | Aug 19, 2016 (39 d) |
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4 moves match.