DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Columbia River Advisors
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Matthew Phillip Keefe | Columbia River Advisors independent RIA | Mkt And Associates LLC no RAUM | RIA to a newly registered adviser | Aug 30, 2024 | Mar 20, 2024 |
| Andrew Thomas Prentice | Columbia River Advisors other | Prentice Financial Planning, LLC state registered | Other | Dec 22, 2017 | Aug 17, 2017 |
| Gregory Kenneth Swanson | Columbia River Advisors other | Asi Wealth Management & Consulting Services other | Other | Dec 22, 2017 | Apr 23, 2018 (122 d) |
| Nathaniel James Angelo | Columbia River Advisors other | RBC Capital Markets, LLC national BD | Other | Aug 25, 2017 | Aug 29, 2017 |
| Nathanael Breitenberg | Columbia River Advisors other | LPL Financial LLC independent RIA | Other | Jun 27, 2017 | Feb 20, 2019 (603 d) |
| John Stephen Grubbs | Columbia River Advisors other | Meridian Wealth Management independent RIA | Other | Feb 16, 2017 | Dec 23, 2016 |
| Thomas Edward Zebroski | Columbia River Advisors other | Meridian Wealth Management independent RIA | Other | Feb 16, 2017 | Dec 5, 2016 |
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7 moves match.