DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Legacy Financial Group

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Chad Wesley TerryLegacy Financial Group independent RIANicolet Wealth Management independent RIARIA to RIANov 3, 2025Apr 1, 2026 (149 d)
Joseph Theodore LongeneckerLegacy Financial Group independent RIALongenecker Financial Services state registeredRIA to a state-registered adviserOct 3, 2022May 6, 2022
Brooklyn Marie VitirittoLegacy Financial Group independent RIALongenecker Financial Services state registeredRIA to a state-registered adviserOct 3, 2022May 6, 2022
Dirk JohnstonLegacy Financial Group independent RIAPrincipal Advised Services independent RIARIA to RIAJul 1, 2021Jul 28, 2021
Adam Matthew MangunoLegacy Financial Group independent RIASecurities America Advisors, Inc. BD affiliatedRIA to affiliated broker-dealer or bankOct 24, 2019Mar 25, 2020 (153 d)
Tyler Patrick ConleyLegacy Financial Group independent RIASyverson Strege independent RIARIA to RIAApr 22, 2019May 6, 2019
Michael Francis BanasiakLegacy Financial Group otherIron Horse Wealth Management, LLC otherOtherMar 2, 2017Mar 2, 2017
Jamie A LangbeinLegacy Financial Group otherIron Horse Wealth Management, LLC otherOtherMar 2, 2017Mar 2, 2017
Michael Dean HammenLegacy Financial Group otherAvantax Advisory Services otherOtherAug 9, 2012Aug 3, 2012
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9 moves match.