DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Act Wealth Management, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Skylar Wine | Act Wealth Management, LLC independent RIA | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | RIA to wirehouse | May 19, 2022 | Jun 21, 2023 (398 d) |
| George Maxwell Bruneau | Act Wealth Management, LLC independent RIA | Fisher Investments independent RIA | RIA to RIA | Jan 3, 2022 | Jan 27, 2022 |
| Matthew John Almaguer | Act Wealth Management, LLC independent RIA | Personal Capital Advisors Corporation independent RIA | RIA to RIA | Feb 23, 2021 | Mar 9, 2021 |
| Susan Kathleen Monaghan | Act Wealth Management, LLC other | Mercer Global Advisors Inc. other | Other | Jan 16, 2018 | Feb 14, 2018 |
| Monica Marie Sipes | Act Wealth Management, LLC other | Exencial Wealth Advisors other | Other | Apr 6, 2015 | Apr 22, 2015 |
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5 moves match.