DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Central States Capital Markets, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Omar Ganoom | Central States Capital Markets, LLC other | Sb Advisory, LLC independent RIA | Other | Aug 31, 2026 | Sep 1, 2026 |
| Corey Dale Reece | Central States Capital Markets, LLC other | Wells Fargo Advisors wirehouse | Other | Oct 9, 2024 | Nov 21, 2024 (43 d) |
| Dale R Pfeifer | Central States Capital Markets, LLC other | Westward Investment Advisory independent RIA | Other | Jan 7, 2020 | Feb 17, 2016 |
| Craig Herman Sutherland | Central States Capital Markets, LLC other | Umb Financial Services, Inc. other | Other | Jan 22, 2018 | Feb 5, 2018 |
| Ryan Phillip Mclaughlin | Central States Capital Markets, LLC other | Westward Investment Advisory independent RIA | Other | Sep 11, 2015 | Feb 15, 2016 (157 d) |
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5 moves match.