DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Richard W. Paul & Associates, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Alexandra Marie Bogacz | Richard W. Paul & Associates, LLC independent RIA | C2 Private Wealth independent RIA | RIA to RIA | Sep 1, 2021 | Jun 13, 2022 (285 d) |
| Taylor Lee Peterson | Richard W. Paul & Associates, LLC independent RIA | Per Stirling Capital Management, LLC independent RIA | RIA to RIA | May 13, 2021 | Jun 8, 2021 |
| Christopher Joseph Rett | Richard W. Paul & Associates, LLC independent RIA | Barber Financial Group independent RIA | RIA to RIA | Jan 28, 2021 | Mar 3, 2021 (34 d) |
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3 moves match.