DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from New River Investments
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Conor James Sen | New River Investments state registered | Peachtree Creek Investments state registered | Other | Oct 30, 2020 | Aug 14, 2020 |
| David Randall Schawel | New River Investments state registered | Family Manage LLC independent RIA | Other | Dec 12, 2017 | Jul 9, 2020 (940 d) |
| Austin Keith Lee | New River Investments state registered | Truist Advisory Services, Inc. other | Other | Apr 26, 2017 | Apr 28, 2017 |
| Alejandro Lara Dominguez | New River Investments state registered | Morgan Stanley wirehouse | Other | Oct 15, 2013 | Nov 6, 2013 |
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4 moves match.