DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Balanced Rock Investment Advisors
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Clare Amelia Ciervo | Balanced Rock Investment Advisors independent RIA | Focus Partners Wealth, LLC independent RIA | RIA to RIA | Sep 29, 2022 | Nov 22, 2022 (54 d) |
| Hendrix Rose Berry | Balanced Rock Investment Advisors independent RIA | Obran Capital Advisors LLC state registered | RIA to a state-registered adviser | Aug 30, 2022 | Aug 29, 2023 (364 d) |
| Benjamin Paul Ramsey | Balanced Rock Investment Advisors independent RIA | Crestwood Advisors independent RIA | RIA to RIA | Nov 16, 2021 | May 25, 2022 (190 d) |
| Afsana Jahan | Balanced Rock Investment Advisors independent RIA | Adasina Social Capital independent RIA | RIA to RIA | Nov 16, 2021 | Jan 23, 2022 (68 d) |
| Elliot Maxwell Bruce | Balanced Rock Investment Advisors independent RIA | Mason Capital Partners mixed wealth | RIA to RIA | Apr 1, 2017 | Jan 30, 2024 (2495 d) |
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5 moves match.