DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Pathway Strategic Advisors

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Daniel R LevenePathway Strategic Advisors otherAllworth Financial, L.P. otherOtherJan 9, 2014Jan 13, 2014
John Vincent ScambrayPathway Strategic Advisors otherCitigroup Global Markets Inc. otherOtherJan 9, 2014Feb 21, 2014 (43 d)
James Arthur WordenPathway Strategic Advisors otherAw Securities no RAUMOtherJan 9, 2014Jan 16, 2015 (372 d)
Justin Daniel BojanskiPathway Strategic Advisors otherAllworth Financial, L.P. otherOtherJan 9, 2014Jan 13, 2014
Corey C GamblePathway Strategic Advisors otherAllworth Financial, L.P. otherOtherJan 9, 2014Oct 22, 2013
Lauren M WilliamsPathway Strategic Advisors otherAllworth Financial, L.P. otherOtherJan 9, 2014Jan 13, 2014
Michael L AllisonPathway Strategic Advisors otherAllworth Financial, L.P. otherOtherJan 9, 2014Jan 9, 2014
Kristopher Kraig EmickPathway Strategic Advisors otherAllworth Financial, L.P. otherOtherJan 9, 2014Jan 13, 2014
James Theodore SmallingPathway Strategic Advisors otherAllworth Financial, L.P. otherOtherJan 9, 2014Jan 16, 2014
Andre LeverettPathway Strategic Advisors otherAllworth Financial, L.P. otherOtherJan 9, 2014Jan 9, 2014
Rebecca Dolva Jean WatsonPathway Strategic Advisors otherAllworth Financial, L.P. otherOtherNov 20, 2012Sep 9, 2011
Adam Gregory Mark HartrumPathway Strategic Advisors otherAssetmark, Inc. otherOtherAug 31, 2012Dec 4, 2012 (95 d)
Thomas Lanier ChandlerPathway Strategic Advisors otherAmeriprise Financial Services, LLC national BDOtherJun 28, 2012Aug 29, 2014 (792 d)
Sean Timothy MurrayPathway Strategic Advisors otherAllworth Financial, L.P. BD affiliatedOtherJun 28, 2012Jan 1, 2026 (4935 d)
Justin Richard WilsonPathway Strategic Advisors otherDuncan Financial otherOtherJan 12, 2012Jun 6, 2012 (146 d)
Tracy Marie KliewerPathway Strategic Advisors otherNationwide Securities, LLC no RAUMOtherSep 29, 2011Nov 16, 2011 (48 d)
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16 moves match.