DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Pinhook Capital, LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Mitchell Steven AvnetPinhook Capital, LLC asset managerMelius Research state registeredOtherSep 30, 2020Sep 2, 2021 (337 d)
Mark Christopher ScalzoPinhook Capital, LLC asset managerValidex Global Investing asset managerOtherSep 30, 2020Jan 1, 2025 (1554 d)
Raymond Joseph LuciaPinhook Capital, LLC asset managerLPL Financial LLC BD affiliatedOtherSep 30, 2020Sep 1, 2020
Joseph Paul LuciaPinhook Capital, LLC asset managerLPL Financial LLC BD affiliatedOtherSep 30, 2020Sep 1, 2020
Thomas A WyckoffPinhook Capital, LLC asset managerValidex Global Investing mixed wealthOtherSep 30, 2020Mar 13, 2020
Aaron Jay RosenPinhook Capital, LLC asset managerAog Wealth Management independent RIAOtherSep 30, 2020Jun 30, 2023 (1003 d)
Theresa Jean OchsPinhook Capital, LLC asset managerAmeritas Advisory Services, LLC BD affiliatedOtherApr 12, 2018Nov 1, 2021 (1299 d)
Ryan Atticus LowePinhook Capital, LLC other15 Equity independent RIAOtherSep 29, 2017Dec 23, 2020 (1181 d)
Shelsey Megan RobertsonPinhook Capital, LLC otherUBS Financial Services Inc. wirehouseOtherApr 22, 2016May 12, 2016
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9 moves match.