DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Karsten Advisors

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Mark Allen WakeleyKarsten Advisors independent RIACerity Partners LLC mixed wealthRIA to RIAApr 2, 2019Apr 1, 2019
Thomas Arthur KarstenKarsten Advisors independent RIACerity Partners LLC mixed wealthRIA to RIAApr 2, 2019Apr 1, 2019
Jeffrey Charles PaladiniKarsten Advisors independent RIACerity Partners LLC mixed wealthRIA to RIAApr 2, 2019Apr 1, 2019
Thomas Henry RichardsonKarsten Advisors independent RIACerity Partners LLC mixed wealthRIA to RIAApr 1, 2019Apr 2, 2019
Nicholas L GerberKarsten Advisors independent RIACerity Partners LLC mixed wealthRIA to RIAApr 1, 2019Apr 2, 2019
Jeffrey Scott ZychKarsten Advisors independent RIACerity Partners LLC mixed wealthRIA to RIAApr 1, 2019Apr 2, 2019
Hunter Paul HaleyKarsten Advisors independent RIACerity Partners LLC mixed wealthRIA to RIAApr 1, 2019Apr 2, 2019
Peter MartinKarsten Advisors independent RIACerity Partners LLC mixed wealthRIA to RIAApr 1, 2019Apr 2, 2019
Brian E. O'NeilKarsten Advisors otherJaniczek Wealth Management otherOtherOct 13, 2015Oct 31, 2015
Marcus Brent WalkerKarsten Advisors otherBb&T Investment Services, Inc. no RAUMOtherSep 1, 2015Sep 21, 2015
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10 moves match.