DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Hufford Advisors, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Brenda Kay Baier | Hufford Advisors, LLC other | Market Street Wealth Management Advisors, LLC other | Other | Sep 30, 2014 | Nov 11, 2014 (42 d) |
| James Russell Wright | Hufford Advisors, LLC other | Oxford Financial Group, Ltd other | Other | Sep 11, 2014 | Jan 14, 2015 (125 d) |
| Dean Paul Weseli | Hufford Advisors, LLC other | Windsor Wealth Management, Inc. other | Other | Feb 24, 2014 | Mar 17, 2014 |
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3 moves match.