DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Prism Financial Concepts
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| David Tyler Heymann | Prism Financial Concepts other | First Allied Advisory Services, Inc. other | Other | Jun 22, 2022 | Feb 26, 2014 |
| Bryan Hugh Pepper | Prism Financial Concepts other | J.P. Morgan Securities LLC wirehouse | Other | Jul 13, 2021 | Sep 9, 2021 (58 d) |
| William Luhrs | Prism Financial Concepts other | Mount Financial Freedom state registered | Other | Apr 16, 2021 | Mar 29, 2021 |
| Robinson Powell Crawford | Prism Financial Concepts other | First Allied Advisory Services, Inc. other | Other | Sep 7, 2016 | Feb 9, 2015 |
| Patricia Ann Lloyd | Prism Financial Concepts other | Ardent Wealth Management Inc. unclassified | Other | Jan 17, 2014 | Oct 29, 2013 |
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5 moves match.