DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Baltimore-Washington Financial Advisors

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Joseph Thomas DepatieBaltimore-Washington Financial Advisors independent RIADiastole Wealth Management independent RIARIA to RIAAug 22, 2025Aug 12, 2025
Kwanza EllisBaltimore-Washington Financial Advisors independent RIAMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseRIA to wirehouseJun 20, 2024Jul 5, 2024
Parker GrayBaltimore-Washington Financial Advisors independent RIAMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseRIA to wirehouseDec 14, 2023Jun 11, 2024 (180 d)
Michael KilduffBaltimore-Washington Financial Advisors independent RIAJ.P. Morgan Securities LLC wirehouseRIA to wirehouseSep 16, 2022Jun 2, 2023 (259 d)
Philip Henry WeissBaltimore-Washington Financial Advisors otherApprise Wealth Management LLC state registeredOtherSep 9, 2016Jul 12, 2017 (306 d)
Benjamin Henry DorseyBaltimore-Washington Financial Advisors otherCourt Place Advisors LLC otherOtherNov 30, 2015Nov 30, 2015
Agostino Anthony PuglieseBaltimore-Washington Financial Advisors otherThe Marshall Financial Group LLC independent RIAOtherSep 28, 2015Oct 2, 2015
Michael Kelly LavinaBaltimore-Washington Financial Advisors otherCornerstone Advisory otherOtherApr 27, 2015Sep 29, 2015 (155 d)
Seth Christopher DaddsBaltimore-Washington Financial Advisors otherCypress Capital Management, LLC otherOtherMay 1, 2013Jul 24, 2015 (814 d)
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9 moves match.