DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Solomon Api LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Kurt M Arseneau | Solomon Api LLC independent RIA | Api Financial Advisors, LLC independent RIA | RIA to RIA | Jun 17, 2024 | Jan 26, 2022 |
| Donald Ray Rice | Solomon Api LLC independent RIA | Alphastar Capital Management independent RIA | RIA to RIA | Feb 24, 2023 | Mar 28, 2024 (398 d) |
| Ward Paul Brooks | Solomon Api LLC independent RIA | Api Financial Advisors, LLC no RAUM | RIA to a newly registered adviser | Sep 16, 2019 | Sep 12, 2019 |
| Steven Eugene Boyer | Solomon Api LLC other | Wealth Watch Advisors, Inc no RAUM | Other | Oct 12, 2015 | Sep 17, 2015 |
| John Cyril Kamm | Solomon Api LLC other | Wealth Watch Advisors, Inc no RAUM | Other | Aug 21, 2015 | Jul 23, 2015 |
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5 moves match.