DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Carter, Terry & Company, Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| William A Lasco | Carter, Terry & Company, Inc. independent RIA | Morgan Stanley wirehouse | RIA to wirehouse | Aug 13, 2025 | Sep 16, 2025 (34 d) |
| William Joshua Lee | Carter, Terry & Company, Inc. independent RIA | LPL Enterprise, LLC no RAUM | RIA to a newly registered adviser | Sep 16, 2024 | Sep 23, 2024 |
| Adam Joseph Cabibi | Carter, Terry & Company, Inc. independent RIA | Ladenburg Thalmann Asset Management Inc mixed wealth | RIA to RIA | Aug 5, 2024 | Jul 25, 2024 |
| Belfield Howell Carter | Carter, Terry & Company, Inc. independent RIA | Ladenburg Thalmann Asset Management Inc mixed wealth | RIA to RIA | Jul 25, 2024 | Jul 24, 2024 |
| Lauren Victoria Norma Monce | Carter, Terry & Company, Inc. independent RIA | Ira Group, Inc. institutional | Other | Nov 29, 2021 | Jan 6, 2022 (38 d) |
| Graham Stewart Wickham | Carter, Terry & Company, Inc. BD affiliated | Wickham Financial & Insurance Services no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Mar 18, 2020 | Feb 21, 2020 |
| Michael B Beecher | Carter, Terry & Company, Inc. BD affiliated | Wickham Financial & Insurance Services no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Mar 18, 2020 | Mar 5, 2020 |
| Mary Helena Lorenzi | Carter, Terry & Company, Inc. independent RIA | Raymond James & Associates, Inc. national BD | RIA to affiliated broker-dealer or bank | Dec 17, 2018 | May 1, 2019 (135 d) |
| Eric Scott Wilson | Carter, Terry & Company, Inc. independent RIA | Virtus Capital Advisers, LLC other | Other | Apr 23, 2012 | May 16, 2012 |
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9 moves match.