DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Lumina Financial Consultants, LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Jean Stassi Harrell SchwarzLumina Financial Consultants, LLC independent RIACerity Partners LLC independent RIARIA to RIAAug 22, 2023Jul 5, 2023
Laurie FriedLumina Financial Consultants, LLC independent RIACerity Partners LLC independent RIARIA to RIAAug 22, 2023Jul 5, 2023
Colette Marie KolankoLumina Financial Consultants, LLC independent RIACerity Partners LLC independent RIARIA to RIAAug 22, 2023Jul 24, 2023
Melissa H TaroLumina Financial Consultants, LLC independent RIACerity Partners LLC independent RIARIA to RIAAug 22, 2023Jul 5, 2023
Page 1 of 1
4 moves match.