DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from The Broughton Investment Group, Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Jesus Ramos | The Broughton Investment Group, Inc. state registered | Next Financial Group, Inc. BD affiliated | Other | Dec 22, 2023 | Mar 6, 2025 (440 d) |
| Anthony Louis Ackerman | The Broughton Investment Group, Inc. state registered | Pyxis Capital Inc. unclassified | Other | Nov 29, 2022 | Apr 3, 2023 (125 d) |
| Matthew Howie | The Broughton Investment Group, Inc. state registered | Corda Investment Management, LLC independent RIA | Other | Nov 29, 2022 | Jan 6, 2023 (38 d) |
| Dragan Bogatic | The Broughton Investment Group, Inc. state registered | Ernst & Young Investment Advisers Llp no RAUM | Other | Mar 21, 2019 | Oct 7, 2021 (931 d) |
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4 moves match.