DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Pension Builders And Consultants
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Christopher Jay Twining | Pension Builders And Consultants other | Osaic Advisory Services, LLC other | Other | Dec 31, 2015 | Jan 6, 2016 |
| Raymond Bradley Brown | Pension Builders And Consultants other | Osaic Advisory Services, LLC other | Other | Dec 31, 2015 | Jan 5, 2016 |
| Lois J. Gregory | Pension Builders And Consultants other | Morgan Stanley wirehouse | Other | Dec 31, 2015 | Jun 28, 2016 (180 d) |
| Wendy Kouvaras | Pension Builders And Consultants other | Spc other | Other | Jul 16, 2013 | Jun 11, 2013 |
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4 moves match.