DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Gfs Private Wealth

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Greg Alan WillseyGfs Private Wealth independent RIAMercer Global Advisors Inc. otherOtherJul 13, 2018Mar 26, 2018
Sandra Lee NesbitGfs Private Wealth independent RIAMercer Global Advisors Inc. otherOtherJul 13, 2018Mar 26, 2018
Ashley Jonathon ViceGfs Private Wealth independent RIAMercer Global Advisors Inc. independent RIARIA to RIAJun 22, 2018Apr 9, 2018
Burton Snyder WiandGfs Private Wealth otherYale Capital Corp. otherOtherFeb 6, 2017Feb 8, 2017
Page 1 of 1
4 moves match.