DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Sg Select
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Richard David Steinberg | Sg Select other | Focus Partners Wealth, LLC independent RIA | Other | Mar 29, 2016 | Jul 2, 2019 (1190 d) |
| Steven Jay Rothenberg | Sg Select other | Focus Partners Wealth, LLC independent RIA | Other | Mar 29, 2016 | Jun 19, 2019 (1177 d) |
| Mary Susan Van Bergen | Sg Select other | Focus Partners Wealth, LLC independent RIA | Other | Mar 29, 2016 | Jul 3, 2019 (1191 d) |
| Kenneth Alan Pritzker | Sg Select other | Focus Partners Wealth, LLC independent RIA | Other | Mar 29, 2016 | Jul 2, 2019 (1190 d) |
| Sean Christopher Erickson | Sg Select other | Focus Partners Wealth, LLC independent RIA | Other | Mar 29, 2016 | Jun 27, 2019 (1185 d) |
| Jacques Rene Elmaleh | Sg Select other | Focus Partners Wealth, LLC independent RIA | Other | Mar 29, 2016 | Jun 21, 2019 (1179 d) |
| Tara Leigh Elmaleh | Sg Select other | Focus Partners Wealth, LLC independent RIA | Other | Mar 29, 2016 | Jun 25, 2019 (1183 d) |
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7 moves match.