DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Hawsgoodwin Wealth
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Claud Arthur Haws | Hawsgoodwin Wealth no RAUM | Mercer Global Advisors Inc. independent RIA | Other | May 5, 2022 | Feb 17, 2022 |
| Caroline Paun Dougher | Hawsgoodwin Wealth no RAUM | Mercer Global Advisors Inc. independent RIA | Other | May 5, 2022 | Feb 17, 2022 |
| Warren Cameron Goodwin | Hawsgoodwin Wealth no RAUM | Mercer Global Advisors Inc. independent RIA | Other | May 5, 2022 | Feb 25, 2022 |
| Robert A Nurse | Hawsgoodwin Wealth no RAUM | Mercer Global Advisors Inc. independent RIA | Other | May 5, 2022 | Jun 29, 2023 (420 d) |
| David Tucker Hardenbergh | Hawsgoodwin Wealth no RAUM | Mercer Global Advisors Inc. independent RIA | Other | May 5, 2022 | Feb 17, 2022 |
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5 moves match.