DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Winslow Wealth Management LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Douglas Edward White | Winslow Wealth Management LLC independent RIA | B. Riley Wealth Advisors, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Jul 23, 2021 | Apr 7, 2021 |
| Leonid Berline | Winslow Wealth Management LLC independent RIA | B. Riley Wealth Advisors, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Jul 23, 2021 | Jun 23, 2021 |
| Mark E Ingram | Winslow Wealth Management LLC independent RIA | B. Riley Wealth Advisors, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Jul 22, 2021 | Mar 24, 2021 |
| Mark Richard Perry | Winslow Wealth Management LLC independent RIA | B. Riley Wealth Advisors, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Jun 7, 2021 | Mar 24, 2021 |
| Daphne Stuart Caperton | Winslow Wealth Management LLC independent RIA | B. Riley Wealth Advisors, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Mar 24, 2021 | Mar 24, 2021 |
| Alina Monisov | Winslow Wealth Management LLC independent RIA | Pear Tree Partners, LP asset manager | Other | Mar 24, 2021 | May 25, 2021 (62 d) |
| Jeffrey Norwood Hall | Winslow Wealth Management LLC mixed wealth | LPL Financial LLC BD affiliated | RIA to affiliated broker-dealer or bank | Nov 27, 2019 | Nov 13, 2019 |
| Donna Marie Scotti | Winslow Wealth Management LLC other | Middleton & Company Inc. other | Other | Aug 25, 2017 | Aug 7, 2017 |
| John David Pini | Winslow Wealth Management LLC other | Middleton & Company Inc. independent RIA | Other | Aug 25, 2017 | Feb 17, 2021 (1272 d) |
| Alina Monisov | Winslow Wealth Management LLC other | Pear Tree Advisors, Inc. other | Other | Jan 4, 2017 | Jan 30, 2017 |
| Daniel J Fusco | Winslow Wealth Management LLC other | UBS Financial Services Inc. wirehouse | Other | Apr 18, 2016 | Feb 22, 2017 (310 d) |
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11 moves match.