DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Aragon Capital LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Denise Ann-Marie Longshaw | Aragon Capital LLC independent RIA | Ae Wealth Management, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Feb 20, 2026 | Mar 30, 2026 (38 d) |
| Christian J Sotomayor | Aragon Capital LLC independent RIA | Citigroup Global Markets Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Mar 14, 2025 | Dec 4, 2025 (265 d) |
| Veronica M Gillotte | Aragon Capital LLC independent RIA | Strategic Wealth Investment Group, LLC independent RIA | RIA to RIA | May 12, 2021 | Oct 12, 2021 (153 d) |
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3 moves match.