DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Holly Street Wealth Advisors

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Thomas Woodward HulickHolly Street Wealth Advisors independent RIAStrategy Asset Managers L.L.C. independent RIARIA to RIAJan 2, 2020May 4, 2018
David Jin Kyu ChongHolly Street Wealth Advisors independent RIAStrategy Asset Managers L.L.C. independent RIARIA to RIAJan 2, 2020May 24, 2019
Alexander Henry HagstromHolly Street Wealth Advisors independent RIAStrategy Asset Managers L.L.C. independent RIARIA to RIAJan 2, 2020Jan 1, 2025 (1826 d)
Clarissa Sandrine TawelHolly Street Wealth Advisors independent RIAStrategy Asset Managers L.L.C. independent RIARIA to RIAJan 2, 2020Apr 1, 2019
Harold Bowler ParkerHolly Street Wealth Advisors independent RIAStrategy Asset Managers L.L.C. independent RIARIA to RIAJan 2, 2020Jan 5, 2026 (2195 d)
Rainbow BrooksHolly Street Wealth Advisors independent RIAStrategy Asset Managers L.L.C. otherOtherOct 21, 2019Jan 3, 2017
Kenneth Robert MahoneyHolly Street Wealth Advisors independent RIANfsg Corporation BD affiliatedRIA to affiliated broker-dealer or bankJul 18, 2019Apr 2, 2019
Bruce John JensenHolly Street Wealth Advisors independent RIAStrategy Asset Managers L.L.C. otherOtherJan 23, 2019Jan 20, 2016
Gregory S MarkelHolly Street Wealth Advisors independent RIAStrategy Asset Managers L.L.C. independent RIARIA to RIASep 11, 2018Apr 10, 2018
Richard Kent BairdHolly Street Wealth Advisors otherDrive Wealth Advisers independent RIAOtherSep 29, 2017Oct 16, 2017
Charles Marcus ColemanHolly Street Wealth Advisors otherNasdaq Dorsey Wright otherOtherDec 1, 2016Dec 5, 2016
Adam Michael GoyerHolly Street Wealth Advisors otherSutter Capital Partners, LLC unclassifiedOtherAug 3, 2016Jul 7, 2017 (338 d)
Peter John HenryHolly Street Wealth Advisors otherChurchill Management Group otherOtherMar 15, 2016Mar 29, 2016
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13 moves match.